<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"> <HTML><HEAD> <META content="text/html; charset=unicode" http-equiv=Content-Type> <META name=GENERATOR content="MSHTML 6.00.6000.16546"></HEAD> <BODY> <DIV style="BORDER-TOP: medium none; BORDER-RIGHT: medium none; BORDER-BOTTOM: #15b055 1.5pt solid; PADDING-BOTTOM: 4pt; PADDING-TOP: 0cm; PADDING-LEFT: 0cm; BORDER-LEFT: medium none; PADDING-RIGHT: 0cm; mso-element: para-border-div"> <DIV style="BORDER-TOP: medium none; BORDER-RIGHT: medium none; BORDER-BOTTOM: #15b055 1.5pt solid; PADDING-BOTTOM: 4pt; PADDING-TOP: 0cm; PADDING-LEFT: 0cm; MARGIN-LEFT: 2cm; BORDER-LEFT: medium none; PADDING-RIGHT: 0cm; MARGIN-RIGHT: 0cm; mso-element: para-border-div"> <P class=MsoNormal style="BORDER-TOP: medium none; BORDER-RIGHT: medium none; BORDER-BOTTOM: medium none; PADDING-BOTTOM: 0cm; TEXT-ALIGN: justify; PADDING-TOP: 0cm; PADDING-LEFT: 0cm; BORDER-LEFT: medium none; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; PADDING-RIGHT: 0cm; mso-outline-level: 2; mso-border-bottom-alt: solid #15B055 1.5pt; mso-padding-alt: 0cm 0cm 4.0pt 0cm"><A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KNwn75xhqrMEUFgQvILCDkfadXRO5b5W8P3KxcqZ63lQkmWVzflRuZoaNP0jSIMZ5deJOevlZa7KpmI3soumZia0u0sMi2rzsH9FFgj_nPsllQ1"> Anti-Money Laundering (AML) Training Course for Board of Directors and Senior Management On 12th to 23rd December 2022</A></DIV> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1q_Y9_DxHDD61xePfd6MiSswXqnpugjvUwe00JMgvHXefVblZBL63RXSYsWnqiwygEzaIx8CkoipXBmaMZm7m5pYlFoTD_Wyf_Dx63AMZKcid0" target=_blank><?xml:namespace prefix = "o" ns = "urn:schemas-microsoft-com:office:office" />Register for online attendance <o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1q_Y9_DxHDD61xePfd6MiSv2bH0zqWh0OM7-QoxXbkzOYW-3ARFjLvA8X2Meu3Hb5wa1Wve3MG2_XUWWhHkFaam6M6X6I9avXX7uXMDXSOsKw0" target=_blank> <o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1q_Y9_DxHDD61xePfd6MiSnahl1ZUS0SvTWmP0ApFPcPyAwM50QJ5Fd1Fe-_1aWoWEe3JB-EsVEmb-2KLQw0YdFJUQJ5cwxbpa_cSfbKJl2Ec0" target=_blank>Register to attend <o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1q_Y9_DxHDD61xePfd6MiSkhSAMGOBDYmkF4EUvasxUH6wQef9oC6rTjtixA49KOl91CYfppZ1F1PcMYmtTAj6yAnJVwdetf5TB6EeHMBXgm_0" target=_blank> <o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KMLdYGtK2rnTGEOpFOzcdjxfbqn2CffkWfWvDGzCsYWBw5RgXVGrjoENLIjJ3sFvTjZnI-5S5wLQAu2xygvJs-nkW2L8l4gw0BMScplDBPI5301" target=_blank>Calendar for 2022/2023 Workshops<o:p></o:p></A> <o:p></o:p> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KMcKBW5GxjbuXFiVo4EDQDAUkds51SyL8znukyLU2d7t0HnMQUKE9UgsDDxIdKdnjnoUHisF86wDHY-_F0chcgT08lG7cwvJPNBTcPBrhscs-Q1" target=_blank>Contact us<o:p></o:p></A> <o:p></o:p> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=TdO1gCuQ71hpWL60BWNntuwf2IWJfk_kJQ_Oex5_ejjFSSx__U42-bKcsjp11xqTG_cx0eEynArv7-RZl_AT7kmA98bm8q5JAZ--qbR_tq7MdFwFLMj50FTZd3V6Y5fgGgwGELCczpG3Wain4s78kpU1" target=_blank>Whatapp<o:p></o:p></A> <o:p></o:p> Venue: PrideInn Paradise Beach Resort, Mombasa, Kenya<o:p></o:p> Course Fee: 3,000USD<o:p></o:p> Office Telephone: +254-702-249-449<o:p></o:p> Register as a group of 5 or more participants and get 25% discount on the course fee. <o:p></o:p> Send us an email: <A href="https://133IK.trk.elasticemail.com/tracking/click?d=ra_Krquym_vAH7a0xfyiRRRJ0mmMognyg56kmPeJDcOATg5hRkN4jmHMwEzF0zgtO48KNNuLGUdwlG1qKjUnbUM2IeT0IcOWbfJllT42JsXf6Y19QhWC8oKCg0wGVhMMvOHONvaRRF3fBqomlfQW4qEIqg3cZ3NGcnmdACV2lxx38lo4SX-f5b9yd9rw2leqz_Vz9cLf5gUklFhOuWuvxfuSYFMCkY5_XOzwfDmDtx7r0" >MailScanner has detected a possible fraud attempt from "133ik.trk.elasticemail.com" claiming to be training@skillsforafrica.org </A>or call +254-702-249-449<o:p></o:p> INTRODUCTION<o:p></o:p> As per FATAF’s International Guidelines, The Board of Directors of any financial institution has a fiduciary duty towards the organization to ensure that there is a robust compliance program in place. The Board needs to set “the Tone from the Top”, establish an effective control framework and effectively promote a “culture of compliance”. A high-risk compliance responsibility entails the flow of critical information to risk committees and boards and should be of relevance to the overall governance purpose. Senior management in most financial institutions have well-established procedures and policies for dealing with overall operational risk’s like credit risk or market risk, but the practice of dealing with Know Your Customer (KYC) and Anti-Money Laundering (AML) risk is yet to mature. The AML/KYC compliance looks into transfer or conversion of illicit gotten sources (black money) to legally accessible/taxable (white money) funds, primarily using the financial institutions as a conduit for concealment and disguise activities to happen.<o:p></o:p> Technically speaking, Board members are not required to be experts at AML knowhow, but, it’s highly recommended and comes as industry best practice for BoD’s to acquire an understanding of fundamental aspects of AML Risk Control Framework, in order to effectively exercise their oversight responsibilities, as mandated by almost all the national financial regulatory authorities. Under this understanding of the regulatory environment in which the firm operates, the Board of Directors and Sr. Management must have a basic working knowledge of applicable regulations, including relevant requirements around the globe.<o:p></o:p> This course will give the BoD’s and Sr. Mgmt. an understanding of the said framework and will prove to be a means to appreciate the law enforcement mechanisms working to maintain such said equilibrium and the resultant consequences of non-compliance with these regulations viz. Reputation management, Shareholder’s interests, legal ramifications, consequences of adherence failures, etc. This training course designed for the Board Members, Heads of sub-committees and the Senior Management will equip them to have a clear compliance understanding towards transparency and visibility of the enterprise-wide compliance operations and adherence duties.<o:p></o:p> COURSE OBJECTIVES At the end of the course, participants will be able to:<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Understand and be equipped for regulating money laundering controls, it’s set-up and requisite governance for regulatory violation prevention-oriented approach<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Understanding organizational vulnerabilities to (or complicit in) money laundering and measures to tighten the controls<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Instructive understanding and case studies of potential compliance failures and subsequent management recourse<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Law enforcement investigations, what triggers them, methods of dealing with them and possible remedies<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Executive liability for a compliance failure, possible scenarios, what are the next steps and damage control<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Technology set-up for the efficient flow of critical compliance and operational information for seamless adherence and governance<o:p></o:p> Board members who participate in this course can benefit in the following ways:<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Compliance failure is a personally liable offence, hence steering clear of any actions is a huge Personal Benefits<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Board Members get to discuss and understand the compliance and the know how<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o BoD’s will further learn to strategize not only AML risks but any corporate risk mitigation against any type of risks in a structured manner and build a system to monitor, avoid and counter<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Understand the working of Law Enforcement network under a particular regulatory guideline as any anti-fraud or anti-malpractice or similar governance mechanisms are built in the similarly executable manner<o:p></o:p> WHO SHOULD ATTEND<o:p></o:p> Following individuals or groups will benefit from it:<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Board of Directors<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Senior Management of all functions<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Compliance personnel<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Legal team / retained-external counsel<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Designated Director / MLRO / Compliance Officer<o:p></o:p> DURATION<o:p></o:p> 10 Days<o:p></o:p> COURSE CONTENT:<o:p></o:p> Module 1 – Understanding the BoD / Sr. Management’s responsibilities towards Compliance<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Appointment of a Designated Director / Designated Compliance Officer / MLRO (Money Laundering Reporting Officer)<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Cost of Compliance<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Penalties and Reputation Damage<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Loss of Operational License / Charter<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Personal Fines/Penalties<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Shareholder Dissatisfaction<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Protect the organization from being used for illegal purposes<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Be aware of the Bank’s BSA/AML programs and activities<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Support senior management in BSA/AML efforts<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Don’t ignore or downplay indications that clients may be involved in illegal or illicit activities<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Keep BSA/AML matters confidential<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Unmatching processes than their board-approved AML program<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Annual review and approval of BSA/AML (and related) policies, along with the appointment of the BSA Officer(s)<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Establish a written PMLA/AML/OFAC compliance program, that is commensurate with their OFAC risk profile<o:p></o:p> Module 2 – Understanding the Basic five pillars of AML Compliance (AML/PMLA/BSA):<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Establishing a Culture of Compliance<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Written policies, procedures and internal controls;<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o A designated BSA compliance officer;<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o An employee training program;<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Independent testing of the BSA/AML program; and<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Customer due diligence procedures<o:p></o:p> Module 3 – Co-operating with Law Enforcement<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Investigations Initiated by the Financial Institution Responding to a Law Enforcement Investigation • Investigations Initiated by the Law Enforcement • <A href="https://133IK.trk.elasticemail.com/tracking/click?d=4OEv-BBm5qTNrr_9rvB66_EuHhvBw-YWEMWdpQ4_kI6NTctcsWmUxFhwekgWDMr9G_m4VRVyJcK3IPP0YViYKiuYcYFjtQ5y0YxnTe-4kzvLE_ZBfHas8ZDO3lf27_Tsu7V_bgAcOIETIgNTWuRWVJ41">SUBPOENA</A> • SEARCH WARRANT<o:p></o:p> Module 4 – Advance Engagements<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Cooperation Between Countries and responding to AML/CFT MLATs International Inter-Intra Organizational Co-operation & Procedures<o:p></o:p> Module 5 – Corporate Outlook<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Obtaining Counsel in the event of an Investigation Against a Financial Institution Organization Reputation Management • Media Relations & Correspondence<o:p></o:p> Module 6 – Investigations Initiated by the Financial Institution<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Communicating with Law Enforcement on STRs<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Investigations Initiated by Law Enforcement<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Prosecutor Decision against a Financial Institution for Money Laundering Violations<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Response, Monitoring and Cooperation from the Financial Institution to a Law Enforcement Investigation<o:p></o:p> Module 7 – Obtaining Counsel for an Investigation Against a Financial Institution<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Retaining Counsel<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Attorney-Client Privilege applied to entities and individuals<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Dissemination of a Written Report by Counsel<o:p></o:p> Module 8 – Notices to Employees as a Result of an Investigation Against a Financial Institution<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Employee Interviews in the event of a Law Enforcement Action<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Investigation Against a Financial Institution<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Media Relations<o:p></o:p> Module 9 – AML/CFT Cooperation Between Countries<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o FATF Recommendations on Cooperation Between Countries<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o International Money Laundering Information Network<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Mutual Legal Assistance Treaties<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Financial Intelligence Units<o:p></o:p> Module 10 – Cost of Compliance<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Basic Resources allotment<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Annual Compliance Budget:<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Supporting Compliance Teams’ BSA/AML efforts by requisite cost allocation<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Technology Costs – Acquisition process -> Licensing -> Implementation -> Training<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Training/Consulting/Procurement Vendors Costs<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Hiring Experienced Compliance professionals<o:p></o:p> · GENERAL NOTES<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o This course is delivered by our seasoned trainers who have vast experience as expert professionals in the respective fields of practice. The course is taught through a mix of practical activities, theory, group works and case studies.<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Training manuals and additional reference materials are provided to the participants.<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Upon successful completion of this course, participants will be issued with a certificate.<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o We can also do this as tailor-made course to meet organization-wide needs. Contact us to find out more: <A>training@skillsforafrica.org</A><o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o The training will be conducted at SKILLS FOR AFRICA TRAINING INSTITUTE <o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o The training fee covers tuition fees, training materials, lunch and training venue. Accommodation and airport transfer are arranged for our participants upon request.<o:p></o:p> <P class=MsoNormal style="TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt 2cm; LINE-HEIGHT: normal; TEXT-INDENT: -18pt; tab-stops: list 72.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level2 lfo1">o Payment should be sent to our bank account before start of training and proof of payment sent to: <A>training@skillsforafrica.org</A><o:p></o:p> <o:p> </o:p> <o:p> </o:p></DIV></BODY></HTML> <img src="https://133IK.trk.elasticemail.com/tracking/open?msgid=AWaxU-g2mxutqT29cOtmRQ2&c=1493399465942517944" style="width:1px;height:1px" alt="" /><div style="text-align:center; background-color:#fff;padding-top:10px;padding-bottom:10px;font-size:8pt;font-family:sans-serif;"><a href="https://133IK.trk.elasticemail.com/tracking/unsubscribe?d=trYhbAUWPvsPolDIUNJ2hHTJBfFPJSD7--R0FTu2P7q9qs195pObZOpYJLnlPmg6qKWwQ0ykukzRW-zt3OlBO7w8gOcAG5YHjb4ppE-yYA1s0" style="text-align:center;text-decoration:none;color:#666;">UNSUBSCRIBE</a></div>