<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0 Transitional//EN"> <HTML><HEAD> <META content="text/html; charset=unicode" http-equiv=Content-Type> <META name=GENERATOR content="MSHTML 6.00.6000.16546"></HEAD> <BODY> <DIV style="BORDER-TOP: medium none; BORDER-RIGHT: medium none; BORDER-BOTTOM: #15b055 1.5pt solid; PADDING-BOTTOM: 4pt; PADDING-TOP: 0cm; PADDING-LEFT: 0cm; BORDER-LEFT: medium none; PADDING-RIGHT: 0cm; mso-element: para-border-div"> <P class=MsoNormal style="BORDER-TOP: medium none; BORDER-RIGHT: medium none; BORDER-BOTTOM: medium none; PADDING-BOTTOM: 0cm; TEXT-ALIGN: justify; PADDING-TOP: 0cm; PADDING-LEFT: 0cm; BORDER-LEFT: medium none; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; PADDING-RIGHT: 0cm; mso-outline-level: 2; mso-border-bottom-alt: solid #15B055 1.5pt; mso-padding-alt: 0cm 0cm 4.0pt 0cm"><A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KMrRmHcW8JOGZL_v_uA1WwnvTIiJMBxVkSjwtj2u_jmuef97vXK5SUiZT8elyGCcftF-zSL00NiDv3AbhihcBiLXXgTz0GXVXaDMtuxcOFb2iU1"><?xml:namespace prefix = "o" ns = "urn:schemas-microsoft-com:office:office" />Training Workshop on Corporate Compliance, Audit, Monitoring and Risk Management from 16th to 27th January 2023 in Nairobi, Kenya<o:p></o:p></A></DIV> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtMC7rbIEn7bACTq2Qukapqu7PMuE_TroYcbr8d59QLgP-wTPuNhne6fcx6PgGpXU4ZnEZAi0CSxFBYUwIIXhR_hG7DwrsFt_4RtaKq3912WPO8iHSKhoZw5fI_7YiQVIBRN0" target=_blank><o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1UQJ_zwpKpdSMFFOoAhk5JVC2OsyyPXlZ9Qw7u_OBWeW1jZBSH-ak0QQIZKIt-jZZw8TgehkJEVc5LsVKiJA1Ui1_-yIRDhr_6MFT3T8G-RUr0" target=_blank>Register to attend the Workshop<o:p></o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=Woapoy-pTrFhh792RHeJ9-Rt225YYsPmWjNWsqqrTtO6O7tlSHJ762DdeXGFE5Q1UQJ_zwpKpdSMFFOoAhk5JWnwjaTc5qbWcXjL3PEuvB9dSmm8uSiNJfSxlWi1GlsFPpqovWpAuSxLZ7iHJS3xf89GZCjkNyDUO5IM6OfwvdN70" target=_blank><o:p> </o:p></A> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KNTFFNY6jLTlannTsFNp1-eliuXvsJ8rmhiujYNUGDEpZ-NcfY11akEoDFDi8YdterOUu5OKPi5shamlP-ELO6UkaqgOgq83feNcfcO9ZTWnQI1" target=_blank>Calendar for 2023 Workshops<o:p></o:p></A> <o:p></o:p> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=4RSOGeS5HI6KFJixQpykUH7SBDSj0A2EdHdcqqEk-KM-cgdd93er8oiDD9RVWshiMrPeUDelD5hGhqVQRccb9yNvz6MQwY4aMOOuuVnt17KD9pfw-67NYH636f6WnIlq_K5mY5bQG0WGZU6XKkESOG81" target=_blank>Contact us<o:p></o:p></A> <o:p></o:p> <A href="https://133IK.trk.elasticemail.com/tracking/click?d=TdO1gCuQ71hpWL60BWNntuwf2IWJfk_kJQ_Oex5_ejgj19RnSICTHjlj5ytmIAq3ko5_iyMP3JoazsgpTVhQlGOLGY9qBN39907lqjwv9InuGvP2xQkjuQ9sEn4v3FChs8jWflNjKuqovSBxPzXbjvw1" target=_blank>Whatapp<o:p></o:p></A> <o:p></o:p> Venue: Royal Tulip Canaan, Nairobi, Kenya<o:p></o:p> Course Fee: 2,700USD<o:p></o:p> Office Telephone: +254-702-249-449<o:p></o:p> Register as a group of 5 or more participants and get 15% discount on the course fee. <o:p></o:p> Send us an email: <A href="https://133IK.trk.elasticemail.com/tracking/click?d=ra_Krquym_vAH7a0xfyiRRRJ0mmMognyg56kmPeJDcOATg5hRkN4jmHMwEzF0zgtO48KNNuLGUdwlG1qKjUnbUM2IeT0IcOWbfJllT42JsXf6Y19QhWC8oKCg0wGVhMMQUJnevQah6JID7b2fSo9R2zVKSkk01EV1Me0t0lmM-OTEewc16nYrRZ4zyJldp-eyzgs0WAdyjFBgwE1VwJOdIhoaxvkq93LIh1_7ANM6fo10" >MailScanner has detected a possible fraud attempt from "133ik.trk.elasticemail.com" claiming to be training@skillsforafrica.org </A>or call +254-702-249-449<o:p></o:p> <o:p> </o:p> INTRODUCTION<o:p></o:p> Compliance training is a comprehensive programme that helps organisations and their employees conduct operations in an ethical manner, with extreme integrity, and in compliance with legal and regulatory requirements. New risks because of demanding economic conditions increase pressure on compliance leaders.<o:p></o:p> Traditionally, compliance officers focused on expanding coverage to various risks and layering compliance activities on top of business workflows and systems. However, recently, the focus has shifted to introducing compliance programmes as part of operations.<o:p></o:p> This approach has been adopted to ensure appropriate effect with limited business impact. As a result, compliance programmes are now part of operations rather than functioning as a separate process. Whether an organisation is small or large, compliance is an important part of its structure and functioning because compliance has great potential to positively or negatively impact the growth and success of an organisation.<o:p></o:p> Therefore, organisations these days are investing their efforts to build strong compliance systems and processes and successfully establish compliance programmes to keep a check on adherence to standards and rules.<o:p></o:p> For organisations to improve their compliance programmes, it is important for them to understand their functional partners and activities and identify areas for closer cooperation. Besides establishing compliance programmes, organisations should keep a regular check and audit the performance of such programmes to identify any opportunities for enhancement or changes as per changing standards and rules. Thus, in technical terms, compliance management is as critical as compliance introduction.<o:p></o:p> This training course will empower you with detailed information and knowledge about creating and managing compliance in your organisation. It will provide you with the necessary experience, exposure and skill to play an important part in creating compliance policies and systems in your organisation and successfully and effectively manage these to help the organisation progress within all ethical and legal boundaries.<o:p></o:p> Further, by undertaking this Corporate Compliance, Audit, Monitoring and Risk Management course, you will gain confidence and knowledge to readily accept and assume critical and sensitive roles and responsibilities in your organisation.<o:p></o:p> This Corporate Compliance, Audit, Monitoring and Risk Management course will also provide you with the required foresight and intuitiveness to identify current and predict future gaps in compliance processes as well as unethical practices and address these to prevent a negative impact on the business.<o:p></o:p> Course Objectives<o:p></o:p> The main objective of this Corporate Compliance, Audit, Monitoring and Risk Management course is to empower professionals with—<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">in-depth understanding of compliance and compliance management<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">the required knowledge to comply with all necessary standards and rules in one’s work<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">the required confidence and skill to partake in devising compliance programmes and processes and managing compliance within the organisation throughout<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">the required skill and capabilities to work with advanced techniques and tools to manage compliance effectively in the organisation<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">the necessary exposure to predict possible compliance-related risks to the organisation and implement necessary steps to control these<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">adequate foresight to make arrangements for future changes in standards and rules and prepare one’s organisation to make alterations to comply with changing standards<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l0 level1 lfo1">increased ability, exposure, skill and experience to play an important role in the success of your organisation, thus establishing opportunities for growth and development and strong career prospects<o:p></o:p></LI></UL> Duration<o:p></o:p> 10 Days<o:p></o:p> Who Should Attend<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Senior members of management responsible for ensuring that the organisation is compliant with universally accepted standards<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Compliance officers responsible for ensuring adherence to compliance policies and protocols and for managing change in standards when the need arises<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Human resource professionals responsible for ensuring that compliance is part of their work culture and operations and defaulters are put to the test<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Internal and external auditors who conduct regular checks to ensure and certify adherence to set standards<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Investors and shareholders who would be interested to invest in an organisation that is compliant with universal standards, thus depicting credibility<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l11 level1 lfo2">Any other working professional who would like to know more about compliance and compliance management to develop one’s work ethic and/or to undertake higher roles and responsibilities related to compliance and compliance management<o:p></o:p></LI></UL> COURSE CONTENT<o:p></o:p> Module 1 – Overview of Compliance<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l10 level1 lfo3">Definition of compliance<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l10 level1 lfo3">Definition of the compliance framework<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l10 level1 lfo3">Definition of compliance standards<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l10 level1 lfo3">Definition of compliance standard rule<o:p></o:p></LI></UL> Module 2 – Features of Successful Compliance Activities<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l8 level1 lfo4">Design (to be part of the business workflow)<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l8 level1 lfo4">Coordinate (with related assurance activities)<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l8 level1 lfo4">Assess (for burden and integration)<o:p></o:p></LI></UL> Module 3 – Steps to a Compliance Risk Management Approach<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l4 level1 lfo5">Prioritise activities<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l4 level1 lfo5">Make regulatory alerts and updates actionable<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l4 level1 lfo5">Assess and manage the Business impact<o:p></o:p></LI></UL> Module 4 – Steps in Compliance Risk Analysis<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Risk identification<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Risk assessment<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Risk evaluation<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Risk treatment<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Monitoring, review and corrective action<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l2 level1 lfo6">Communication<o:p></o:p></LI></UL> Module 5 – Scope of a Compliance Programme<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Define programme mandate<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Mitigate and monitor risks<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Establish policies and procedures<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Oversee allegations of misconduct<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Provide training and communication<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Reinforce behavioural expectations<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l9 level1 lfo7">Manage the function<o:p></o:p></LI></UL> Module 6 – Challenges in Compliance Management<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l6 level1 lfo8">Compliance silos<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l6 level1 lfo8">No single view of compliance assurance<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l6 level1 lfo8">Home-grown systems<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l6 level1 lfo8">Old, rigid software<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 10pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-margin-bottom-alt: auto; mso-list: l6 level1 lfo8">Lack of automated monitoring<o:p></o:p></LI></UL> Module 7 – Factors Impacting Compliance Management<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l5 level1 lfo9">Nature of Board and audit committee<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l5 level1 lfo9">Management’s philosophy and operating style<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l5 level1 lfo9">Organisational structure<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l5 level1 lfo9">Risk culture and tolerance<o:p></o:p></LI></UL> Module 8 – Importance of Compliance Programmes<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l7 level1 lfo10">Enhanced visibility into organisational risks<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l7 level1 lfo10">Greater accountability for risk management<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l7 level1 lfo10">Assurance on stewardship of donated funds<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l7 level1 lfo10">Culture of ethics and compliance<o:p></o:p></LI></UL> Module 9 – Elements of an Effective Compliance Programme<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Experienced audit committee<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Written policies and procedures<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Training and education<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Lines of communication<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Standards through disciplinary guidelines<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Internal compliance monitoring<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Response to detected offences<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l3 level1 lfo11">Periodic risk assessments<o:p></o:p></LI></UL> Module 10 – Responsibilities of Compliance Programmes<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l1 level1 lfo12">Fiduciary responsibility<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l1 level1 lfo12">Federal financial reporting<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l1 level1 lfo12">Internal controls/standards<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l1 level1 lfo12">Legal and regulatory requirements<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l1 level1 lfo12">Organisational policies<o:p></o:p></LI></UL> General Notes<o:p></o:p> <UL type=disc> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">This course is delivered by our seasoned trainers who have vast experience as expert professionals in the respective fields of practice. The course is taught through a mix of practical activities, theory, group works and case studies.<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">Training manuals and additional reference materials are provided to the participants.<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">Upon successful completion of this course, participants will be issued with a certificate.<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">We can also do this as tailor-made course to meet organization-wide needs. Contact us to find out more: training@skillsforafrica.org<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">The training will be conducted at SKILLS FOR AFRICA TRAINING INSTITUTE<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">The training fee covers tuition fees, training materials, lunch and training venue. Accommodation and airport transfer are arranged for our participants upon request.<o:p></o:p></LI> <LI class=MsoNormal style="COLOR: #333333; TEXT-ALIGN: justify; MARGIN: 0cm 0cm 0pt; LINE-HEIGHT: normal; tab-stops: list 36.0pt; mso-margin-top-alt: auto; mso-list: l12 level1 lfo13">Payment should be sent to our bank account before start of training and proof of payment sent to: training@skillsforafrica.org<o:p></o:p></LI></UL> <o:p> </o:p> <o:p> </o:p></BODY></HTML> <img src="https://133IK.trk.elasticemail.com/tracking/open?msgid=QUo2hB3pUkdSeaMDdOYx_Q2&c=1493399465942517944" style="width:1px;height:1px" alt="" /><div style="text-align:center; background-color:#fff;padding-top:10px;padding-bottom:10px;font-size:8pt;font-family:sans-serif;"><a href="https://133IK.trk.elasticemail.com/tracking/unsubscribe?d=bUdltIS3gQa-LNzX3O6aRJPbbbHC10q34nn0NqD_i51XWUWM_nimolcPotJPxiOPzanCejlBBVfuufxdvMO_DlCHhpDaErtsEovm-KXpUfhM0" style="text-align:center;text-decoration:none;color:#666;">UNSUBSCRIBE</a></div>